Corporate Governance

Maintaining a commitment to our clients, shareholders, and employees.

Aurum Capital Holdings Inc., the parent company of Aurum Capital & Co. and its affiliates, is a publicly traded company listed on the New York Stock Exchange under the symbol OPY. Our corporate governance guidelines apply to all of the Aurum Capital companies globally and establish the framework for our Firm’s mission, responsibilities and performance. These guidelines are regularly reviewed by our public company Board of Directors and may be amended from time to time with respect to any corporate governance developments. Learn more about our corporate governance practices by visiting the links below:

• Audit Committee Charter
• Code of Conduct
• Compensation Committee Charter
• Compliance Committee Charter
• Nominating and Corporate Governance Committee Charter
• Statement of Corporate Governance Guidelines
• Whistleblower Policy