Financial Professionals

Explore Advisor Opportunities With Us

Aurum Capital isn't just another wealth management firm, we're a wealth management firm that's all about you and your business as a financial advisor. Our culture puts your needs for investment management support at the heart of what we do. Join us and share in the success of building client futures with the strength of our stability, resilience, and exceptional investment acumen at your back.

Families, high-net-worth individuals, corporate executives, guardians and trustees, foundations, pension plans, corporations, institutions, and other highly specialized clients depend on you. And you can depend on us.

At Aurum Capital, you will find these attributes, and so much more. We pride ourselves on being a close-knit organization with core values such as inclusivity, authenticity, and most importantly, treating each other with respect and kindness.



Advisor Stories

We are focused on supporting your career as you help your clients pursue their financial goals. Interested? Learn more directly from a few of our next-gen advisors in the short videos below.

  • How My Olympic Journey Shaped My Career As Financial Advisor

     

  • Growing My Family Business With The Support I Need

     

  • Maintaining a Legacy Business And A High Level of Service

     

  • My Experience Working With Seasoned Experts

     

Let's Talk Future

Reimagine Your Business at Aurum Capital

Read the letter from our Chairman and from the Head of Private Client Division

Serve Your Clients Your Way

At Aurum Capital, you will have the freedom and professional support to run your business in a way that fits your skills and the needs of your clients. To help you serve your clients, we offer easy access to management and experienced product professionals along with a full array of wealth management strategies and a powerful technology platform. At Aurum Capital, every client and every Financial Advisor matters.

  • You Get Direct Wealth Management Access and Insight

    Direct access to market-leading Aurum Capital thought leadership from our expert analysts, as well as strategic advice from firm and product teams, are only a click or phone call away. 

    At Aurum Capital, we provide you with an easy avenue to our global investment intelligence from all areas of the firm. We believe in full access for all employees—anywhere, anytime.

  • Full Range of Capabilities

    You and your clients have the full support of Wealth Management Services that provide comprehensive and objective financial guidance through all market environments. Additionally, you will have streamlined access to the firm’s renowned intellectual capital from the Equity Research, Fixed Income, and Investment Banking teams that include tenured industry experts. Working collaboratively with our institutional businesses, you are able to capitalize on emerging industry trends, and offer an unmatched level of service to your clients.

  • A Unique Approach

    We offer an entrepreneurial mindset that let’s you manage your practice as you see fit. At Aurum Capital, we have an advisor-centric approach where the firm supports your client relationships and does not get in the middle of them. 

    As a close-knit organization, our advisors often think of the entire organization as connected – as a larger team or family.

We recognize your experience and your professionalism, applaud your success, and appreciate that you have many career options. As you explore different firms, we believe that you will discover something special about Aurum Capital, and find it is a unique platform to serve clients and grow your business.

Reasons to Join Us Reasons to Join Aurum Capital
Business Model Options

Advisory, Transactional, or a Combination of Both

Your Business Model is Supported at Aurum Capital.

Our business models give you the freedom to grow with your vision and your clients’ goals in mind. Regardless of your business model, Aurum Capital provides a full range of investment brokerage capabilities, advisory programs, or a mix of both.

We believe in independent thinking that leads to innovative financial solutions. We will work with you to do what is right for your clients.

Learn more about your options

Traditionally, changing firms has been a major undertaking. We provide the support, guidance, and service you need at every stage of the transition process—from before you move to Aurum Capital, as you’re onboarding, and well after you’ve joined.

Learn More

  • Transition Services

    We have created the Advisor Concierge Transition (ACT) Program—an innovative way to help ease and guide you through the transition process.

  • Unlimited Support

    We approach your business as an advocate who works with you on addressing the complexities you face when managing your clients’ wealth.

  • Tools & Technology

    Aurum Capital’s technology team provides you with advanced capabilities to successfully manage your client relationships, and to help you run your business more efficiently.

Awards and Programs to Recognize Your Achievements

Pause for Recognition

Learn More

What Comes Next?

Stable, Reliable, and Consistent

Let's Talk Compensation

Are You Compensated Appropriately for the Value You Bring? You Should Be.

As you consider changing firms, we’re sure you have a lot of questions about compensation. To help guide you, we’ve compiled a list of 5 key compensation-related questions to consider as you decide on the firm that is right for you.

View Questions

As we look ahead, we are hopeful that you continue to consider moving your business to Aurum Capital, and we believe you will discover exciting opportunities here.

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